Investor Protection Archives - Page 3 of 5 - CARP
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Investor Protection Posts

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Backgrounder: Regulation and Supreme Court Ruling on the National Securities Regulator Act

August 9, 2013

Broad Strokes (The Macro-Economic Context) Canada presents a somewhat embarrassing spectacle at the International ...

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CARP Advocacy Highlights

July 12, 2013

Editor's Note: Welcome to CARP's Advocacy Highlights, a column that will give you the elevator pitch on all of our ...

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Regulation by product is a problem: CSA roundtable

June 28, 2013

Advisor.ca live-tweeted the CSA’s Statutory Best Interest Standard roundtable. Participants were concerned about ...

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CARP Pushes for Investors’ Best Interest Standard at CSA’s Roundtable

June 28, 2013

                  CARP attended the Canadian Securities ...

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Consumers Group Calls for Increased Accountability from Financial Planners

April 5, 2013

This press release and report was issued by  the Public Interest Advocacy Centre (PIAC) - for more information please ...

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Happenings: CARP’s Upcoming Public Consultation Papers

January 24, 2013

January 25, 2013 - CARP submits consultation papers regularly to ensure that our voice is heard when governments ...

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Pension Expert Bernard Dussault’s Presentation on CPP Enhancement

December 7, 2012

Editor's note:  The following is from a presentation by Bernard Dussault, pension expert and former chief actuary of ...

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The Ombudsman for Banking Services and Investments (OBSI): Anatomy of a Complaint Letter

December 7, 2012

Editor’s Note:  CARP asked three leading financial services regulators/professional organizations what they can do ...

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Advocis (The Financial Advisors Association of Canada) Letter to CARP

December 7, 2012

Editor’s Note:  CARP asked three leading financial services regulators/professional organizations what they can do ...

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CARP at the Advocis Regulatory Affairs Symposium

November 16, 2012

November 16, 2012 - Susan Eng, CARP VP of Advocacy spoke at the Advocis Regulatory Affairs Symposium at the end of ...