Investor Protection Archives - Page 3 of 5 - CARP

Investor Protection Posts

Backgrounder: Regulation and Supreme Court Ruling on the National Securities Regulator Act

August 9, 2013

Broad Strokes (The Macro-Economic Context) Canada presents a somewhat embarrassing spectacle at the International ...

CARP Advocacy Highlights

July 12, 2013

Editor's Note: Welcome to CARP's Advocacy Highlights, a column that will give you the elevator pitch on all of our ...

Regulation by product is a problem: CSA roundtable

June 28, 2013

Advisor.ca live-tweeted the CSA’s Statutory Best Interest Standard roundtable. Participants were concerned about ...

CARP Pushes for Investors’ Best Interest Standard at CSA’s Roundtable

June 28, 2013

                  CARP attended the Canadian Securities ...

Consumers Group Calls for Increased Accountability from Financial Planners

April 5, 2013

This press release and report was issued by  the Public Interest Advocacy Centre (PIAC) - for more information please ...

Happenings: CARP’s Upcoming Public Consultation Papers

January 24, 2013

January 25, 2013 - CARP submits consultation papers regularly to ensure that our voice is heard when governments ...

Pension Expert Bernard Dussault’s Presentation on CPP Enhancement

December 7, 2012

Editor's note:  The following is from a presentation by Bernard Dussault, pension expert and former chief actuary of ...

The Ombudsman for Banking Services and Investments (OBSI): Anatomy of a Complaint Letter

December 7, 2012

Editor’s Note:  CARP asked three leading financial services regulators/professional organizations what they can do ...

Advocis (The Financial Advisors Association of Canada) Letter to CARP

December 7, 2012

Editor’s Note:  CARP asked three leading financial services regulators/professional organizations what they can do ...

CARP at the Advocis Regulatory Affairs Symposium

November 16, 2012

November 16, 2012 - Susan Eng, CARP VP of Advocacy spoke at the Advocis Regulatory Affairs Symposium at the end of ...