Securities Posts

CARP calls for Regulation of Investment Advisor Titles and Designations

March 29, 2017

For Immediate Release March 29, 2017 Toronto, ON: CARP is urging securities administrators to regulate ...

Backgrounder: Regulation and Supreme Court Ruling on the National Securities Regulator Act

August 9, 2013

Broad Strokes (The Macro-Economic Context) Canada presents a somewhat embarrassing spectacle at the International ...

Ottawa to set new rules for bank mediators

May 4, 2012

The federal government has finally confirmed it will not force the country’s banks to resolve client disputes ...

Your Guide to the Supreme Court’s Recent Securities Ruling and Protecting your Investments

January 13, 2012

Broad Strokes (The Macro-Economic Context) Canada presents a somewhat embarrassing spectacle at the International ...