Fiduciary duty Posts

“Raising the Bar" – Advocis Regulatory Affairs Symposium

November 14, 2013

  The current retail investment experience is tilted in favour of financial professionals and more needs to be done to ...

CARP helps mutual fund dealers understand what the average older investor looks like

October 18, 2013

CARP at the Mutual Funds Dealers Association Senior Investor Summit Susan Eng, VP of Advocacy at CARP, joined a ...

Backgrounder: Regulation and Supreme Court Ruling on the National Securities Regulator Act

August 9, 2013

Broad Strokes (The Macro-Economic Context) Canada presents a somewhat embarrassing spectacle at the International ...

CARP Submission to the Canadian Securities Administrators

April 5, 2013

In February 2013 - CARP Submitted a response to the Canadian Securities Administrators (CSA)’s consultation paper The ...

Pensioners’ Rights – Silver Lining in Indalex decision?

February 8, 2013

The Supreme Court of Canada showed pensioners’ to the back of the line again in a company’s bankruptcy. That’s ...

Fiduciary Bonds

March 23, 2012

This article was submitted by the Surety Association of Canada.  To read the full PDF copy of this article, please ...