“Raising the Bar" – Advocis Regulatory Affairs Symposium
November 14, 2013
The current retail investment experience is tilted in favour of financial professionals and more needs to be done to ...
Fiduciary duty Posts
CARP helps mutual fund dealers understand what the average older investor looks like
October 18, 2013
CARP at the Mutual Funds Dealers Association Senior Investor Summit Susan Eng, VP of Advocacy at CARP, joined a ...
Backgrounder: Regulation and Supreme Court Ruling on the National Securities Regulator Act
August 9, 2013
Broad Strokes (The Macro-Economic Context) Canada presents a somewhat embarrassing spectacle at the International ...
CARP Submission to the Canadian Securities Administrators
April 5, 2013
In February 2013 - CARP Submitted a response to the Canadian Securities Administrators (CSA)’s consultation paper The ...
Pensioners’ Rights – Silver Lining in Indalex decision?
February 8, 2013
The Supreme Court of Canada showed pensioners’ to the back of the line again in a company’s bankruptcy. That’s ...
Fiduciary Bonds
March 23, 2012
This article was submitted by the Surety Association of Canada. To read the full PDF copy of this article, please ...
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