Collection of Fines from Rule-Breaking Advisors will help Protect Ontario Investors
March 31, 2017
March 31, 2017 For Immediate Release Toronto, ON: CARP is delighted by today’s announcement that increased ...
IIROC Posts
CARP calls for Regulation of Investment Advisor Titles and Designations
March 29, 2017
For Immediate Release March 29, 2017 Toronto, ON: CARP is urging securities administrators to regulate ...
“Raising the Bar" – Advocis Regulatory Affairs Symposium
November 14, 2013
The current retail investment experience is tilted in favour of financial professionals and more needs to be done to ...
Protecting Investors – Resources to Help Educate and Compensate Investors
December 6, 2012
Editor’s Note: CARP asked three leading financial services regulators/professional organizations what they can do ...
Do Credentials Equal Credibility?
May 4, 2012
May 4th 2012: The financial industry is well of aware of the fact that seniors and their savings are a boon to profit ...
Ottawa to set new rules for bank mediators
May 4, 2012
The federal government has finally confirmed it will not force the country’s banks to resolve client disputes ...
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